Aura Solution Company Limited , one of the world’s leading trust, fiduciary, fund and corporate service providers. Being an Aura means we can build on our unique position of providing our clients with everything they need under one roof – with an even broader range of services.
What won’t change is the outstanding service you expect from us and your usual contacts are on hand to answer any questions you may have.
AURA SOLUTION COMPANY LIMITED- LEGAL TEAM
Our extensive work with insurance companies and their executives informs our investment approach, but constitutes only part of our overall offering. Our greater goal is to combine our own experience and insights with access to the vast global resources of our firm to help all of our clients create customized plans based on their objectives. We believe that real, sustainable value is created by consistently combining the right people, solutions and services with the intangibles that drive successful planning and execution—listening, understanding, proactively communicating, adapting, problem-solving, anticipating and serving. We encourage our clients to measure our performance by how effectively we help them meet or exceed their long-term financial goals, and the degree to which we help them make informed decisions about their financial futures.
We would welcome the opportunity to learn more about you and explore whether our team might be the right fit for you.
Legal Entity Identifier (LEI)
Few areas of investment firms’ activities or operations will remain untouched by the Markets in Financial Instruments Directive (MIFID2) and its attendant regulation (MiFIR) (together MiFID II).
Once MIFID II comes into operation on January 3, 20181 , your service provider will be required to identify you or your Funds under the MiFID II transaction reporting requirements through the use of a unique Legal Entity Identifier (LEI)2. This is a 20-character alphanumeric code developed by the International Organization for Standardization (ISO), based on ISO 17442, which will connect to a reference database so that legal entities participating in reportable transactions can be clearly identified.
If you do not have an LEI, we strongly encourage that you either (i) apply for an LEI as soon as possible, and/or (ii) take steps to ensure that each of the Funds on whose behalf you instruct trades with us obtains an LEI.
The role of the LEI issuing organizations
LEI issuers – also referred to as Local Operating Units (LOUs) – supply registration, renewal and other services, and act as the primary interface for legal entities wishing to obtain an LEI. Only organizations duly accredited by the Global Legal Entity Identifier Foundation (GLEIF) are authorized to issue LEIs. Accreditation is the process by which GLEIF evaluates the suitability of organizations seeking to operate within the Global LEI System as LEI issuers.
Becoming a member of the Global LEI System via GLEIF accreditation is a globally recognized designation of commitment to data quality and customer service. GLEIF focuses on further optimizing the quality, reliability and usability of LEI data empowering market participants to benefit from the wealth of information available within the LEI population. GLEIF makes available the following monthly data quality reports:
Global LEI Data Quality Reports: These reports demonstrate the overall level of data quality achieved in the Global LEI System.
LEI Issuer Data Quality Reports: These reports analyze the level of data quality achieved by the individual LEI issuing organizations.
The role of the legal entity applying for an LEI
A legal entity is not limited to using an LEI issuer in its own country; instead, it can use the registration services of any LOU that is accredited and qualified to validate LEI registrations within its authorized jurisdiction(s). The table below identifies all GLEIF-accredited LEI issuers that offer LEI services per jurisdiction. Accredited LEI issuers have successfully completed the GLEIF accreditation program for the associated jurisdictions. To find out which LEI issuers provide services in a given country, select the relevant country from the drop down box at the top of the table below.
The LEI connects to key reference information that enables clear and unique identification of legal entities participating in financial transactions. Through self-registration, a legal entity that wishes to obtain an LEI must supply accurate reference data, i.e. the publicly available information on legal entities identifiable with an LEI, to its LEI issuer. The reference data includes:
Business card information, e.g. the official name of a legal entity and its registered address. In the Global LEI System, this information is referred to as ‘Level 1’ data. It provides the answer to the question of ‘who is who’.
Relationship information, which allows the identification of the direct and ultimate parents of a legal entity, if applicable. This information is referred to as ‘Level 2’ data. It answers the question of ‘who owns whom’.
The LEI issuing organization must verify the reference data with the local Registration Authority – a national Business Register, for example – and issue an LEI compliant with the LEI standard.
The fees charged for the issuance and maintenance of an LEI are entirely a matter for the LEI issuing organizations and must be cost-based. The Global LEI System is designed to encourage competition between LEI issuing organizations.
Each LEI is published within the Global LEI Index. This is the only global online source that provides open, standardized and high quality legal entity reference data. Interested parties can access and search the complete LEI data pool using the web-based LEI search tool developed by GLEIF.
The importance of regular LEI renewal
The legal entity is required to notify the managing LEI issuing organization of changes to its legal entity reference data. The annual renewal process ensures that the legal entity and the LEI issuing organization review and re-validate the legal entity reference data at least once per year. This ensures high data quality with regard to the global LEI population and, consequently, trust in the Global LEI System.
Does your client need an LEI? Become a Registration Agent
To further streamline the issuance of LEIs, GLEIF has introduced the concept of the ‘Registration Agent’. A Registration Agent helps legal entities to access the network of LEI issuing organizations responsible for performing LEI issuance and related services. The Registration Agent may choose to partner with one or more LEI issuing organizations to ensure its clients’ needs for LEI services are met.
Global USA PATRIOT Act Certification
In the wake of the September 11 attacks, President Bush signed the USA PATRIOT Act into law on October 26, 2001. This landmark legislation calls for a major expansion of U.S. anti-money laundering compliance as well as anti-terrorism compliance obligations for all U.S. financial institutions.
Pursuant to the USA PATRIOT Act and final rules issued by the U.S. Treasury Department, financial institutions operating in the United States are required to obtain certain information from any "Foreign Bank" that maintains a correspondent account with it in the U.S. Under the final rules, this information is collected through a certification process.
To comply with these obligations, each of Aura Solution Company Limited foreign branches and banking entities listed in the attachment hereto has completed the attached Global Certification for use by any U.S. financial institution that requires a USA PATRIOT Act Certification from any such Aura Solution Company Limited foreign branch or banking entity.
Anti-Money Laundering Compliance
Legal & Regulatory
Use and Acceptance
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Links To Other Web Sites
Protecting Your Information
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We cannot require third parties to change information that has been disclosed to them with your consent. To modify this information, you will have to go directly to the relevant third party.
We use a number of unaffiliated social media sites, including Twitter, Facebook, YouTube and LinkedIn to share product and service information, thought leadership material, news, events and career information. A list of these accounts can be found below.
Social Media pages are typically public and can show up in search engines like Google, Yahoo and Bing. Because our social media sites are public and anyone with an account can engage with us, we cannot be responsible for views expressed other than our own.
We reserve the right to prohibit posting on our social media pages, as well as the right to delete or edit any posted content or material for any reason and without notice. Any posting on these pages is subject to our policies of usage, as we may change them from time to time. We prohibit postings about securities products, investment recommendations, investment product performance, and client testimonials. In addition, we prohibit the posting of offensive, derogatory, inflammatory or illegal comments and statements.
We reserve the right to block or remove objectionable content and users if possible, in our sole discretion and without notice. Any delay in removing or failure to remove an objectionable posting should not be deemed an endorsement or approval of the posting, and does not preclude us from taking other steps to address objectionable content, particularly where a social media website restricts us from removing content or blocking users. If a follower forwards our posts and adds comments, such comments are the view and responsibility of the follower, and we expressly disclaim any responsibility over such communication.
Interacting with Aura Solution Company Limited on Social Media Sites
Our social media sites are managed and monitored by Aura Solution Company Limited. We are actively watching what people are saying to and about Aura Solution Company Limited. However, because of the public nature of the platform, we cannot respond to or engage on all issues.
Never disclose any financial or personal information on any social media site or other website. Aura Solution Company Limited will never ask you for your Social Security number, account information, passwords, PINs or other personally identifiable information via social media or email. We are not responsible for the privacy or security practices of the social media sites we utilize. Please review their policies.
In addition, we do not endorse clicking on links posted by other social media users, as these links may pose risks to your computer or take you to inappropriate sites.
If you are a Aura Solution Company Limited client with specific questions about an account or investment, please contact your relationship manager directly. If you have any concerns or complaints about our social media websites, you may submit them using our online form.
Links to Third-Party Sites and Mentions
We may occasionally mention a user, tweet, re-tweet or repost links to third-party sites when we think you may find that information useful. However, this does not constitute an endorsement of the individual, site, product or company. See also "Links to Other Websites" above.
Our Social Media Sites
@aurasolutionltd – http://www.twitter.com/aurasolutionltd
Aura Solution Company Limited – https://www.facebook.com/aurasolutioncompanyltd
Aura Solution Company Limited – https://www.youtube.com/c/AuraSolutionCompanyLimited
LinkedIn Company Page
Aura Solution Company Limited – https://www.linkedin.com/company/auraofficial/
When accessing any third-party/external sites that may be linked above, you will leave the Aura Solution Company Limited web site. These sites are not controlled or endorsed by Aura Solution Company Limited, and Aura Solution Company Limited is not responsible for the contents, operation or security of these sites.